Authorised Financial Services Provider in terms of FAIS ACT (2002)
Harvard House Investment Management (Pty) Ltd Licence Number: 675 Registration Number: 2002/002754/07 Harvard House Financial Services Trust Licence Number: 7758 Trust Number: IT2509/98

Compliance Officer
Carrie- Lee Wolff
Moonstone Compliance (Pty) Ltd
P.O. Box 12662, Die Boord, Stellenbosch, 7613
Tel: 021 883 8000
Cell: 072 636 0351
e-Mail: This email address is being protected from spambots. You need JavaScript enabled to view it.

Collective Investment Schemes - disclaimer 
The Collective Investment portfolios are registered under the Boutique Collective Investments Schemes license. Custodian: Standard Executors & Trustees: Tel (021) 401-2286. Collective Investments are generally medium to long term investments. The value of participating interests may go down as well as up and past performance is not necessarily a guide to the future. Collective Investments are traded at ruling prices and can engage in script lending. Forward pricing is used. Commission and incentives may be paid and if so, are included in the overall cost. This fund may be closed to new investors. Collective Investment prices are calculated on a Net Asset Value basis and auditor's fees, bank charges, trustee and RSC levies are levied against the portfolio. The portfolio manager may borrow up to 10% of portfolio NAV to bridge insufficient liquidity. Boutique Collective Investments is a member of the ACI and is an authorised Financial Services Provider. 

Should you have any further queries or complaints please contact: Boutique Collective Investments Ltd Call Centre, Tel: +27 (0)21 410 6000, Fax: +27 (0)21 421 8085, 9th Floor, 22 Bree Street, Cape Town, South Africa. Email: This email address is being protected from spambots. You need JavaScript enabled to view it. . For your information, the FAIS ombudsman provides an independent and objective advisory service. Should you not be satisfied with the outcome of a complaint handled by Boutique Collective Investments, please write to, The Ombudsman, PO Box 74571 , Lynnwoodridge, 0040. Telephone (012) 470 9080/99. Fax (012) 348 3447. Email: This email address is being protected from spambots. You need JavaScript enabled to view it.

Conflicts of Interest Management Policy 
A copy of HHIM's Conflicts of Interest Management Policy is available on request.